Commitment to Privacy
We consider client privacy to be fundamental to our relationship with our clients. We have been committed to maintaining the confidentiality, integrity, and security of clients' non-public personal information entrusted to us. Internal guidelines have been developed to protect this confidentiality, while allowing client needs to be served. The guidelines address how we handle non-public personal information within our administrative, technical, and physical systems. Our employees are required to follow procedures with respect to maintaining confidentiality of our clients' non-public personal information. To guard clients's non-public personal information, we have imposed physical, electronic, and procedural safeguards that we believe are reasonable designed to comply with federal standards to guard clients' non-public personal information. A client's right to privacy extends to all forms of contact with us, including telephone, written correspondence, and electronic media.
Financial companies choose how they share your personal information. Please read this notice carefully to understand what we do.
We collect your personal information, for example, when you
Open an account or enter into an investment advisory contract
Give us your income information or provide employment information
Tell us about your investment or retirement portfolio or give us your contact information
The type of personal information may include
PAN and/or other tax payer identification number
Income, net worth, asset details, and past transactions
Occupation, date of birth, and risk tolerance.
Information we share
All financial companies need to share customer’s personal information in order to conduct their business. Below we describe the reasons financial companies can share customer’s personal information and whether DGS Capital Management, LLC chooses to share or not share under each of those categories:
For everyday business purposes (processing trades, maintaining accounts, etc.): Yes
For our internal marketing purposes (to offer you our services and products): Yes
For joint marketing with other financial companies: NoFor our affiliates everyday business operations: No
For our affiliates to market to you: No
For non-affiliates to market to you: No
Protecting your personal information
We restrict access to non-public personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic and procedural safeguards to ensure the integrity and confidentiality of your non-public personal information.
